Scheduling Update: The time for the Settlement Hearing has been reset to 3:00 p.m. on 9/14/2026 in Courtroom 605, 401 West Washington Street, Phoenix, AZ 85003 before Judge Diane J Humetewa.
Court Documents
Below are links to certain Court documents relating to this Settlement.
Joint Declaration of William C. Fredericks and Brian J. Schall in Support of Lead Plaintiff’s Motion for Final Approval of Class Action Settlement and Fee and Expense Application
Declaration of Daryl F. Scott in Support of Lead Counsel’s Fee and Expense Application
Declaration of Brian J. Schall in Support of Plaintiff’s Counsel’s Fee and Expense Application
Declaration of Ann Cavanaugh Regarding Notice Dissemination, Publication, and Requests for Exclusion Received to Date
Declaration of Peter Frouws in Support of Motion of Motion for Final Approval of Settlement and Plan of Allocation, Award of Attorneys’ Fees and Expenses, and Award to Lead Plaintiff
Co-Lead Counsel’s Motion for Attorneys’ Fees, Expenses, and Award
Co-Lead Counsel’s Memorandum of Law in Support of Motion for Attorneys’ Fees, Expenses, and Award
Proposed Order Awarding Attorneys’ Fees, Expenses, and Lead Plaintiff Award
Lead Plaintiff’s Motion for Final Approval of Class Action Settlement
Memorandum of Law in Support of Lead Plaintiff’s Motion for Final Approval of Class Action Settlement
Proposed Judgment and Order Granting Final Approval of Class Action Settlement
Preliminary Approval Order (As Amended)
Stipulation and Agreement of Settlement
Memorandum of Law in Support of Plaintiff's Unopposed Motion For Preliminary Approval of Settlement and Approval of Notice to the Settlement Class
Defendant Robert Lyons' Answer and Defenses to the Amended Complaint
Defendant Stephen Cumming's Answer and Defenses to the Amended Complaint
Defendant Daniel Boncel's Answer and Defenses to the Amended Complaint
Order Denying Defendants' Motion to Dismiss
Defendants' Reply in Support of Motion to Dismiss Amended Complaint
Plaintiff's Opposition to Defendants' Motion to Dismiss Amended Complaint
Defendants' Motion to Dismiss Amended Complaint
Amended Complaint for Violations of the Federal Securities Laws
Note: These documents are in PDF format. To view the
documents, you will need Adobe Acrobat Reader on your computer or other internet-enabled device.